Welcome to Broad Brook Financial.
Broad Brook Financial is a registered investment adviser (RIA) founded by its Managing Principal and Investment Adviser Representative (IAR), Carlos Rodriguez, CFA. As an independent RIA that is unaffiliated with any third-party financial institution, we provide sound investment advice and financial planning services that are free from conflicts of interest.
Today's investment climate presents both opportunities and challenges. At Broad Brook Financial, our mission is to help clients take advantage of market opportunities while managing the associated risks. We do this by providing clients with three key tools:
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A clear understanding of their financial goals
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A well-defined roadmap for achieving those goals
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Ongoing advice to help adjust their roadmap as their needs change
Our services cover all areas of financial management, from investment and retirement planning to risk management and estate planning. We specialize in helping our clients develop a comprehensive, cohesive financial strategy that fits their unique needs and enables them to meet both short- and long-term objectives.
You can learn more about the background of Carlos Rodriguez, CFA (CRD # 2064625) and Broad Brook Financial (CRD # 173835) by visiting the SEC's Investment Adviser Public Disclosure (IAPD) website and conducting an individual and/or firm search: